WHO WE ARE

InterGeneration Capital Management is an employee-owned registered investment adviser located in Massachusetts. ICM was founded by a small team of investment professionals, previously at a global top-3 investment management firm based in Boston, with competitive pedigree in terms of experience, and professional and academic qualifications. InterGeneration complies with the CFA Institute’s Asset Manager Code of Professional Conduct.

InterGeneration is supported by independent institutional service providers that help ensure the secure custody of your investments, and provide transparency 24/7.

InterGeneration is a certified, diverse small business enterprise.

HOW WE ARE DIFFERENT

  • Our institutional grade investment process incorporates stock specific fundamental research, multi-factor algorithmic screening, and global macro-economic analysis that integrates the strengths and minimizes the weaknesses of each discipline.
  • Our models are continuously refined with the goal of anticipating meaningful long-term security price and market movements. Over time, their cumulative advantages become inimitable.
  • Our asset allocation models are more diverse, dynamic, and customizable compared to relatively static robotic advisers.
  • Our proprietary investment models minimize outsourcing and thereby reduce intermediation costs to clients.
  • The firm is supported by an infrastructure of independent institutional grade service providers and specialists to avoid conflicts of interest and ensure safe custody of client assets.

MEET THE TEAM

YIN KON, Chief Investment Officer

Yin was a sector portfolio manager / senior equity research analyst at a global top-3 investment management firm responsible for portfolios that meaningfully out-performed their benchmarks for 5 consecutive years. Prior to that, he was an equity research analyst at Citigroup Asset Management in Connecticut and an auditor and accountant at Grant Thornton and Deloitte & Touche (formerly Arthur Andersen) in London. Yin is a Fellow of the Institute of Chartered Accountants in England and Wales (ICAEW) and a Chartered Financial Analyst designation holder. He holds an MBA degree majoring in finance from the Stern School of Business at New York University where he was in the top 10% of his class. Yin graduated with honors from the London School of Economics majoring in accounting and finance.

VI MAC, Research Analyst

Vi is responsible for researching companies and he assists with data sourcing and analysis. Vi is a graduate of Queen Mary College, University of London, majoring in economics.

KETHIAN JORDAN, Information Technology

Kethian is responsible for ICM’s information technology. He graduated cum laude from Auburn University with a Bachelor’s degree in Computer Science. Kethian previously worked at Texas Instruments performing Software Application Development and Business Systems Analysis.

Chief Compliance Officer ("CCO")

We utilize the services of an independent consultant as our Chief Compliance Officer ("CCO"). Our CCO is an attorney who has extensive hedge, mutual fund and ’40 Act and regulatory experience with both State and SEC regulated advisors. Our CCO serves to verify our adherence to our compliance policies and procedures and code of ethics that were drafted by the law firm that helped us establish our funds. Our policies and procedures are designed to ensure we place our client’s interests at the forefront of our efforts. Our CCO is also available to answer compliance questions we may have and help us address any regulatory inquiries or audits should they arise.

Funds Administrator & Investor Relations

ICM is supported by its award winning fund administrator, Opus Fund Services, that provides administrative service support. Opus is based in Chicago with offices in New York City, San Francisco and Portland, Oregon.

SERVICES

SAVINGS & INVESTMENT

You have worked and saved over your career in preparation for retirement. InterGeneration can help plan and invest for your future by understanding your financial goals and crafting your portfolio to suit your unique situation.

InterGeneration brings cost effective institutional-grade investment management processes to you and your family. Our goal is to optimize investment returns consistent with the level of risk you are comfortable with.

InterGeneration does not custody any client assets. We work with our independent custodian, a subsidiary of one of the world’s largest custodian bank, through our introducing broker who make available full transparency of account portfolio holdings and daily net asset values to clients through their proprietary software application.

InterGeneration also engages an independent award winning fund administration firm based in Chicago with offices nationwide to make available monthly financial reports.

RETIREMENT & INCENTIVIZATION PLANS

InterGeneration can act as a Section 3(21) or 3(38) investment fiduciary, providing investment selection and monitoring services to thrift plans and acting in the sole interest of plan participants. We prefer to work with independent plan administrators, as distinct from administrators that also provide fund products, in order to avoid any potential conflicts of interest.

Our preferred plan administrator offers web-based individual plan participant account access providing investment options, profiles, elections, balances, reports, and statements.

InterGeneration also works in collaboration with tax accountants, attorneys and brokers to structure and manage executive incentivization and retention plans for companies.

INTERGENERATIONAL TRANSFERS

It has taken decades to build your business. Protecting your legacy and ensuring continuity can be as challenging as establishing it. An effective estate plan helps ensure the preservation of your family’s wealth for generations.

In collaboration with independent specialists, InterGeneration offers cost effective wealth advisory services including objective advice on succession planning, company valuation, and asset protection through a structure of limited liability entities, trusts, and insurance.

InterGeneration also works in collaboration with tax accountants, attorneys and brokers to structure and manage executive incentivization and retention plans for companies.

CONTACT US

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Investors should understand that the financial advice regarding investments in any securities or investment strategies recommended by Intergeneration Capital Management, while based on research and analysis, may not result in the desired outcomes. Investors should note that income from securities, if any, may fluctuate and that each security’s price or value may rise or fall. Accordingly, investors may receive back less from an investment or a strategy than originally invested. Past performance of an investment or an investment strategy is not necessarily a guide to future performance.